Summary
Overview
Work History
Education
Professional Development
References
Commendations
Timeline
Generic

Usman Kawu Mohammed

Assistant Director | Divisional Head Commodities Exchange
Abuja

Summary

Usman Mohammed Kawu is a seasoned Business Administrator and Capital Market expert with over 30 years of experience. He is an Assistant Director, currently serving as Head of Commodities Exchanges Division of Registration, Exchanges, Market Infrastructure and Innovation Department at the Securities and Exchange Commission, Nigeria.

He leads the Team responsible for overseeing the activities of Commodities Exchanges and all other intermediaries in ensuring full compliance with regulations and guidelines for commodities and futures exchanges in the capital market.

Prior to his current role, he worked in the Post-Offer Supervision Division from 2005 to 2014. His broad-based Capital Market experience has seen him serve in various Committees, and he is currently the Head of Secretariat of the Commodities Trading Ecosystem Implementation Committee.

His extensive knowledge and vast experience in the Nigerian capital market, have seen him mostly involved in protecting investors' interests and ensuring the orderly conduct of market operators in line with the provisions of the Law, as well as the rules and regulations of the Commission.

Usman holds a Bachelor of Science degree in Agriculture from Usman Danfodiyo University, Sokoto - Nigeria, Post – Graduate Diploma in Management Studies from University of East London, London and a Master of Business Administration from University College of Wales, Aberystwyth, Wales.

He has attended various capacity-building programmes at home and abroad. He is an Associate Member of the Chartered Institute of Stockbrokers.

Overview

35
35
years of professional experience
4
4
Languages

Work History

Assistant Director/Divisional Head; Commodities Exchanges

Securities and Exchange Commission (SEC)
Abuja
01.2022 - Current
  • Team Lead/Head Secretariat, Technical Committee on Commodity Trading ecosystem with responsibility to establish an efficient trading ecosystem in commodities, pursuant to the emergence of a commodities derivatives market.

Principal Mananger/Head Registrars Unit, Post-Offer Supervision Division

Securities and Exchange Commission (SEC)
Abuja
01.2019 - 12.2021
  • Oversight of Market intermediaries such as Capital Market Registrars and Capital Market Trustees, including review of regulatory reports and market activities such as issues arising from unclaimed dividends.

Senior Manager/Head Commodity Exchange Unit

Securities and Exchange Commission (SEC)
Abuja
01.2015 - 12.2018
  • Surveillance of Commodity Exchange trading platforms, assisting in developing an efficient commodity trading ecosystem; including the establishment of a warehousing model and other initiatives aimed at financial inclusion for small holder farmers.

Manager, Commodity Exchange Unit

Securities and Exchange Commission (SEC)
Abuja
01.2014 - 12.2015
  • Working with Nigerian Commodity Exchange/Technical Committee to launch the electronic warehousing receipt system (e-WRS) geared towards; provision of transparency in transactions on the Exchange.

Manager/Senior Financial Analyst, Fixed Income Unit

Securities and Exchange Commission (SEC)
Abuja
01.2011 - 12.2013
  • Reviewed public offer documents to ensure compliance with the Investment and Securities Act of Nigeria 2007 prior to opening for subscription.

Assistant Manager/Financial Analyst, Private Placement Unit

Securities and Exchange Commission (SEC)
Abuja
09.2007 - 12.2011
  • Reviewed private placement memoranda to ensure compliance with the Investment and Securities Act.

Project Manager

Exim Commodities Limited
Lagos
01.1994 - 01.2007

National Youth Service Corps

Government Secondary School Kachia
Kaduna
01.1989 - 01.1990

Education

Masters of Business Administration -

University College of Wales, Aberystwyth, Wales UK

Post – Graduate Diploma in Management Studies (DMS) - undefined

University of East London, London, UK

Bachelor of Science in Agriculture (B.sc Hons) - undefined

Usman Danfodiyo University, Sokoto, Nigeria

General Certificate of Education (G.C.E ‘O’ Levels) - undefined

Barewa College Zaria, Kaduna Nigeria

Professional Development

  • Attachment with Irish Stock Exchange on Securitisation - July 2013
  • Contemporary Practices in Management for Financial Institutions, Global Analytics Consulting, UK - Sept 2010
  • Fundamentals of Bonds, Organised by Nigerian Capital Market Institute - February 2010
  • The Role of Risk Management in the Face of Economic and Financial Melt Down, Organised by Expert Edge Consulting - May, 2010
  • Risk Management Challenges in the Capital Market, Organised by PFA Services and Consulting Limited June, 2010
  • Contemporary Practices in Management for Financial Institution, Organised by Global Analytics Consulting (UK) Limited - September 2010
  • Accounting and Financial Reporting Standards in Emerging Economies - Challenges and Benefits, Organised by Global Analytics Consulting (UK) Limited held at Minna, Nigeria - July, 2009
  • Risk Management Fundamentals, Organised by Nigerian Capital Market Institute Abuja, FCT - October, 2009
  • Seminar on Base lI - PILLAR II, Organised by the Central Bank of Nigeria /Office of the Superintendent of Financial Institutions, (OSFI) Canada. - May 2008

References

Available upon request

Commendations


oo

Timeline

Assistant Director/Divisional Head; Commodities Exchanges

Securities and Exchange Commission (SEC)
01.2022 - Current

Principal Mananger/Head Registrars Unit, Post-Offer Supervision Division

Securities and Exchange Commission (SEC)
01.2019 - 12.2021

Senior Manager/Head Commodity Exchange Unit

Securities and Exchange Commission (SEC)
01.2015 - 12.2018

Manager, Commodity Exchange Unit

Securities and Exchange Commission (SEC)
01.2014 - 12.2015

Manager/Senior Financial Analyst, Fixed Income Unit

Securities and Exchange Commission (SEC)
01.2011 - 12.2013

Assistant Manager/Financial Analyst, Private Placement Unit

Securities and Exchange Commission (SEC)
09.2007 - 12.2011

Project Manager

Exim Commodities Limited
01.1994 - 01.2007

National Youth Service Corps

Government Secondary School Kachia
01.1989 - 01.1990

Masters of Business Administration -

University College of Wales, Aberystwyth, Wales UK

Post – Graduate Diploma in Management Studies (DMS) - undefined

University of East London, London, UK

Bachelor of Science in Agriculture (B.sc Hons) - undefined

Usman Danfodiyo University, Sokoto, Nigeria

General Certificate of Education (G.C.E ‘O’ Levels) - undefined

Barewa College Zaria, Kaduna Nigeria
Usman Kawu Mohammed Assistant Director | Divisional Head Commodities Exchange