Faith Daniel-Ogunbanwo MBA,DCP,BA
Lagos
Summary
Experienced Compliance officer with a robust background in regulatory compliance and risk management within the financial services industry. Skilled In developing and implementing comprehensive compliance programs and ensuring adherence to industry standards and regulations. Dedicated to fostering a culture of integrity and transparency and mitigating risks and enhancing operational efficiency through strategic compliance initiatives.
Overview
6
6
years of professional experience
Work History
Head of Risk & Compliance
ITEX Integrated Services LTD
10.2024 - Current
- Lead the identification, evaluation, and mitigation of operational, financial, and regulatory risks associated with the company’s payment products and services.
- Developed and implemented robust risk management frameworks and policies in alignment with industry best practices and evolving regulatory requirements.
- Lead the development and implementation of compliance programs and processes to monitor and enforce adherence to regulations, including conducting internal audits and reviews.
- Acts as the key liaison with regulatory bodies, responding to inquiries, providing regulatory reporting, and managing audit processes.
- Ensured full compliance with relevant regulatory requirements, including Anti-Money Laundering (AML), Know Your Customer and other applicable laws.
- Establish and maintains risk management and compliance policies, procedures, and guidelines in line with industry standards and regulatory frameworks.
- Conducts ongoing policy reviews and updates to ensure the company's practices remained in line with evolving regulatory changes and emerging risks.
- Collaborated closely with other departments (Legal, Finance, Operations, and Technology) to integrate risk and compliance strategies into business operations.
Regulatory Compliance Officer
ITEX Integrated Services Ltd
12.2022 - 10.2024
- Develop, implement, and maintain robust compliance programs in alignment with regulatory requirements, including but not limited to Anti-Money Laundering (AML) and Know Your Customer (KYC)
- Conduct onboarding of new clients, ensuring compliance with KYC and due diligence procedures
- Monitor transactions to identify suspicious transactions
- Verify KYC documents and perform enhanced due diligence for high-risk clients, analyzing and assessing potential risks
- Developing and reviewing company policies
- Ensure employees get enlightened on the latest regulations and processes
- Analyze reports showing the risk level and propose a plan of action for existing and potential merchants
- Collaborate with internal stakeholders to ensure policies and procedures are up-to-date and comply with applicable laws and regulations
- Prepare and submit reports to regulatory bodies
- Oversee the company's license and ensure compliance with licensing requirements, including initial applications and renewals
- Attends to all due diligence request from vendors and partners.
Financial Risk and Account Manager
Tyms
02.2022 - 11.2022
- Assess clients' financial status
- Evaluate creditworthiness and risks
- Analyze risks and approve or reject credit requests
- Contact clients to gather financial data and documentation
- Calculate financial ratios (e.g
- Credit scores and interest rates)
- Maintain updated records of credit applications
- Set up payment plans
- Follow up with clients about credit renewals
- Manage clients' accounts
- Review credit request.
Sales Representative
Motion Yield Limited
08.2021 - 02.2022
- Meeting the Branch sales targets in the defined market and business segments
- Performed KYC and Minimum risk assessment for customers
- Taking ownership of entire sales cycle from lead to closure
- Provide consistent quality customer service to both internal and external customers
- Determine and execute appropriate sales strategies for the Bank in accordance with the Organization's consolidated strategy and operational targets
- Determine critical success factors for new Client acquisition, as well as negotiate and close business to ensure that Branch sales targets are achieved
- Develop and maintain a network in the community to enhance the visibility of the Bank and to build a strong referral for potential new businesses.
GROWTH ANALYST
VOYEGER DIGITAL
11.2019 - 06.2021
- Developed, maintained and executed on social media campaigns
- Developed roadmap for product launch and events
- Provided performance report monthly of sales and Marketing
- Collaborated across teams to support the deployment of projects for company clients
- Contributed ideas to the product team to help identify pain points of the customers
- Managed a few key accounts and relationships with vendors and partners.
ADMINISTRATIVE OFFICER
KADUNA STATE UNIVERSITY POSITION
11.2018 - 10.2019
- Assist in writing memos
- Student services
- Filing and documentation of students' details.
Education
Master of Science - Defense and Strategic Studies
Nigerian Defence Academy
Master of Business Administration - Business Administration
Eastern Mediterrenean University
Bachelor of Arts - International Relations
Eastern Mediterranean University
Skills
Customer Experience
Timeline
Head of Risk & Compliance
ITEX Integrated Services LTD
10.2024 - Current
Regulatory Compliance Officer
ITEX Integrated Services Ltd
12.2022 - 10.2024
Financial Risk and Account Manager
Tyms
02.2022 - 11.2022
Sales Representative
Motion Yield Limited
08.2021 - 02.2022
GROWTH ANALYST
VOYEGER DIGITAL
11.2019 - 06.2021
ADMINISTRATIVE OFFICER
KADUNA STATE UNIVERSITY POSITION
11.2018 - 10.2019
Master of Science - Defense and Strategic Studies
Nigerian Defence Academy
Master of Business Administration - Business Administration
Eastern Mediterrenean University
Bachelor of Arts - International Relations
Eastern Mediterranean University
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