ADEDOYIN ADESINA
Summary
Detail-oriented Compliance Manager offering over 6 years of expertise in risk management, policy development and strategic planning. Advanced knowledge of regulatory compliance with proven track record of partnering with executives and business leaders to identify vulnerabilities and create corrective actions. Collaborative and team-oriented with excellent communication and interpersonal skills to foster strategic partnerships and promote company reputation.
Overview
5
5
years of professional experience
1
1
Certification
Work History
Senior Compliance Manager
Mono
10.2022 - Current
- Hired to serve as Compliance Lead for Mono with the role of overseeing all compliance matters across all operating countries
- Facilitated restructuring of new compliance department and entire interplay between Mono across Kenya, Ghana, South Africa, Egypt and Nigeria.
- Scope, implement and manage second line reviews, focusing on regulatory and conduct risk topics, as per the compliance monitoring plan
- Strategically developed and executed comprehensive compliance strategies, aligning with business objectives and regulatory requirements
- Demonstrated expertise in ensuring compliance with CCPA regulations, effectively safeguarding sensitive consumer data and upholding legal standards
- Led a fast-paced and detail-oriented compliance initiative, meticulously reviewing processes to identify potential risks and implementing preventive measures
- Employed strong analytical and problem-solving skills to proactively address compliance challenges and devise effective solutions
- Collaborated cross-functionally with product development, operations, and legal teams, seamlessly integrating compliance requirements into various facets of the organization.
- Created compliance management framework for the entire company.
- Prepared and presented comprehensive reports to upper management and audit team, covering issues and recommendations.
- Delivered subject matter expertise for internal and external customers on compliance best practices and quality control.
Compliance Manager
Chaka Technologies
03.2021 - 10.2022
- Led the obtaining of the first and only Digital Subbroker License in Nigeria for Chaka Technologies from the Nigerian Securities and Exchange Commission
- Led the advising of Chaka's $1.5 million pre-seed round fundraising
- Appointed as lead In House Counsel to offer strategic guidance to C-suite executives during strategic planning meetings and to serve as continued day-to-day trusted advisor to management and employees
- Established strategic partnerships and secured multi-million-dollar deals with recognized capital market operators
- Structured and negotiated numerous contracts pertaining to technology white labeling, SaaS, technology, OEM, IP (acquisition, licensing, clearance), employment, corporate governance, finance, asset purchases, sales, NDAs, partnerships, trade secrets, 3rd party vendors, advertising, website and consumer services
- Developed a full legal and regulatory compliance framework to establish Chaka's platform.
Senior Associate
Funmi Roberts & Co.
12.2018 - 03.2021
- Core member of Corporate and Commercial sector specializing in Banking, Finance, Private Equity, and Venture Capital
- Key contributor to the Compliance and Policy making Team
- Advised on a $1M investment in a leading Nigerian fintech service provider, achieving successful completion.
- Provided guidance on a $3.1M investment in a Nigerian digital learning platform for a foreign private equity firm, ensuring regulatory compliance
- Collaborated on a $30M seed fundraising for a Nigerian e-logistics platform valued at $37.6M, contributing to a successful funding round
- Guided a $1M investment in a Nigerian automobile virtual marketplace developer, ensuring legal and financial due diligence
- Contributed to advising the Oyo State Government on carbon footprint submission, ensuring compliance with environmental regulations
- Conducted research and analysis on ESG/Sustainability Plans and vendor requirements, enhancing client understanding and strategic decision-making
- Facilitated the startup of a private limited liability company for a consortium of angel investors in Nigeria, ensuring legal adherence and successful establishment. - Provided legal guidance to a real estate company in establishing Sunway Estate, resulting in effective licensing and deployment of services.
- Coordinated acquisition financing for a minority shareholding in an indigenous healthcare provider company, managing a $60M convertible note financing successfully.
- Part of the team advising a state government on a $60M convertible note financing, contributing to strategic financial decisions and compliance.
Education
Nigerian Law School
09.2017
Bachelor of Laws (LL. B) - Legal Studies
Obafemi Awolowo University Ile-ife
07.2016
Skills
- Strategy
- Cross functional communication
- Collaboration
- Business administration
- Regulatory Compliance Expertise
- Risk Mitigation Strategies
- Program Development and Implementation
- Audit and Inspection Management
- Internal Investigations
- Policy and Procedure Creation
- Cross-Functional Collaboration
- Legal and Ethical Standards Adherence
- Compliance Training and Education
- Problem-Solving Abilities
- Analytical and Critical Thinking
- Compliance Documentation
- Decision-Making Skills
- Attention to Detail
- Effective Communication
- Conflict Resolution
- Leadership and Team Building
- Proactive Compliance Strategy
Accomplishments
- Obtained the first and only Digital Subbroker License in Nigeria for Chaka Technologies from the Nigerian Securities and Exchange Commission, ensuring regulatory compliance and market entry success.
- Led the advisory role in Chaka's $1.5 million pre-seed round fundraising, contributing to strategic financial growth and securing necessary capital.
- Established strategic partnerships and negotiated multi-million-dollar deals with recognized capital market operators, contributing to revenue growth and market positioning.
- Developed a comprehensive legal and regulatory compliance framework for Chaka's platform, enhancing operational efficiency and ensuring adherence to industry standards and regulations.
Affiliations
- Member, Nigerian Bar Association
- Member, Nigerian Bar Association, Section on Business Law
- Member, Financial Reporting Council of Nigeria.
- Member, Compliance Institute, Nigeria
- Supporting Member, European Competition Lawyers Association
Certification
Certified Blockchain and Law Professional
Publications
- 2015 - Arrest of Ships under Nigerian Law.
- 2016 - A Critical Analysis of the Right of Children under the Nigerian Law.
- 2017 - An introduction to Commercial Arbitration.
- 2018 - The 2018 Transfer Pricing Regulation: A critical analysis.
- 2019 - Data Protection And The NITDA Regulation: A Brief Analysis
- 2019 - Abuse Of Dominant Position And The Nigerian Federal Competition And Consumer Protection Act Of 2018.
- 2020 - Big Data v. The Legal Profession: An analysis on the impact of artificial intelligence in the legal profession.
- 2020 - Essential Remote Working Tools during Covid-19 Pandemic
Timeline
Senior Compliance Manager
Mono
10.2022 - Current
Compliance Manager
Chaka Technologies
03.2021 - 10.2022
Senior Associate
Funmi Roberts & Co.
12.2018 - 03.2021
Nigerian Law School
Bachelor of Laws (LL. B) - Legal Studies
Obafemi Awolowo University Ile-ife