Ekerete Umana

Memory updated
An innovative leader with 24 years of expertise in risk management, information security, and compliance, delivering impactful reforms across various sectors. The role as head of the Internal Control team at Central Securities and Clearing System PLC involved a decade of leading pivotal capital market changes. Specialized knowledge in ISO audit frameworks, Information Systems Controls & Security, and a holistic approach to Enterprise Risk Management complements experience in SOX compliance and certification processes. Strategic roles at Envoy Consulting and Vanguard Media highlight the ability to address complex challenges and drive business initiatives.
A comprehensive approach to policy generation, grounded in sound practices and government mandates, emphasizes the mastery of compliance frameworks over a 24-year career. Proficiency in risk assessment, accounting research, and best practices ensures the delivery of critical financial guidance. A seasoned management analyst with experience in budget review, reporting, and research, known for advanced knowledge of financial and operational areas. Highly adaptable, skilled in project management and problem-solving, with 11 years of capital market experience and eager to secure an entry-level executive management position Knowledgeable professional with 4+ years in compliance-related positions. Strong verbal and written communication skills with a systematic and diligent approach. Detail-oriented Compliance Manager offering 4 years of expertise in risk management, policy development, and strategic planning. Advanced knowledge of regulatory compliance with proven track record of partnering with executives and business leaders to identify vulnerabilities and create corrective actions. Collaborative and team-oriented with excellent communication and interpersonal skills to foster strategic partnerships and promote company reputation. Detail-oriented Compliance Manager with hands-on experience in developing quality assurance programs. Offering exceptional risk assessment and management skills. Adept at analyzing cybersecurity, data warehouse, and broker portal platform processes for non-conformance issues and developing corrective actions. Demonstrates strong analytical, communication, and teamwork skills, with proven ability to quickly adapt to new environments. Eager to contribute to team success and further develop professional skills. Brings a positive attitude and commitment to continuous learning and growth.

• Policy and Compliance Leadership: Revolutionized policy frameworks to manage company assets and client transactions, ensuring compliance and operational integrity.
• Financial Oversight: Enhanced financial health through strategic internal control audits, leading to better budget and expenditure management.
• Identity Fraud Mitigation: Pioneered defensive strategies that protected the capital market from potential losses of up to 3 billion naira.
• Resilience Building: Championed the implementation of comprehensive business continuity and disaster recovery plans at CSCS.
• Audit Innovation: Authored and enforced audit manuals that unified processes at Vanguard Media and CSCS Plc.
• Preventive Security Measures: Strategically reduced instances of identity theft in the stock market, preserving market stability.
• Information Security Assurance: Directed successful ISO27001 certification and recertification audits, reinforcing CSCS's information security stature.
• Operational Standardization: Created and refined SOPs and internal SLAs, establishing clear guidelines and performance benchmarks across the organization.
• Accountability Enforcement: Implemented consequence management frameworks to maintain high standards of accountability.
• Risk Management Enhancement: Formulated and continuously updated risk and control metrics, improving organizational risk assessments and management.

• Business Continuity Planning - 2016
• ISO 27001: 2013 Internal Auditing - 2015
• IFRS Training - FITC, 2014
• Capital Markets Essentials - Morewits Financial Institute, 2014
• CISSP Certification Training - Digital Jewels, 2013
• Advanced Excel Skills - Smeep Consultancy, 2013
• Cybercrime and Cybersecurity Conference - Technologies Consultancy, 2008
• IT Audit Techniques - Rhythex Consulting, 2007
• Peachtree Accounting Software - Deloitte & Touche, 2001
• Computer Operations - Vanguard Media, 2000
• Accounting & Financial Analysis Basics - UNIFIN, 1999

• Associate Member-Chartered Risk Management of Nigeria

• Fellow - Institute of Professional Financial Managers, London

• Fellow, Institute of Data Processing Management of Nigeria

• PECB-Certified LA ISO/IEC 27002:2013 ISMS
• Institute of Chartered Management Accountant
• Association of Information Technology Professionals
• Certified Management System Auditor - PECB, Canada

• Disaster Recovery Institute, New York

• Institute of Information Management, African

• Masters of Risk Management - University of Lagos,

Composing of Songs

i) Man is Like to vanity

i)It's Not Yet Over

iii)Supersonic Love

iv) I have burned the Bridge